Securities & Exchange Commission (SEC)
LATEST
Securities & Exchange Commission (SEC)
Private Investment in U.S. Public Equity: Overview of Considerations, Mechanics and Strategies
Neil Barlow, legal consultant with Clifford Chance, brings to light private investment in public equity (PIPE) transactions and includes a download that provides an overview of considerations when executing such transactions.
Read MoreMore Securities & Exchange Commission (SEC) Articles
Securities & Exchange Commission (SEC)
Private Investment in U.S. Public Equity: Overview of Considerations, Mechanics and Strategies
Neil Barlow, legal consultant with Clifford Chance, brings to light private investment in public equity (PIPE) transactions and includes a download that provides an overview of considerations when executing such transactions.
Read MoreSecurities & Exchange Commission (SEC)
Some 2020 Foresight From the SEC? New Staff Guidance on Shareholder Proposals
SEC efforts to reform the proxy system has included written no-action responses. As the SEC turns to oral guidance, companies seeking a staff no-action position will need to craft a persuasive request.
Read MoreRegulatory & Compliance
Compliance in a World of Escalating Risk
For a third consecutive year, Corporate Counsel Business Journal co-hosted a roundtable series on global risk with longtime contributor Clifford Chance, which provided subject-matter expertise and helped facilitate three dinner discussions with an esteemed group of general counsel and chief compliance officers.
Read More