More Securities & Exchange Commission (SEC) Articles

Regulatory & Compliance

Compliance in a World of Escalating Risk

For a third consecutive year, Corporate Counsel Business Journal co-hosted a roundtable series on global risk with longtime contributor Clifford Chance, which provided subject-matter expertise and helped facilitate three dinner discussions with an esteemed group of general counsel and chief compliance officers.

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Board of Directors

Top 10 Topics for Directors in 2019

CCBJ takes a look at Akin Gump’s annual list of issues and topics that will get significant attention in corporate boardrooms this year, drawn from the full report and edited for length and style. For more details, visit bit.ly/AkinTop10.

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Securities & Exchange Commission (SEC)

The 10b5-1 Plan: What Executives Need to Know

The rules surrounding insider trading are among the trickiest for executives to navigate. One popular tool is the 10b5-1 plan, which can offer a safe way for executives to trade shares of their companies.

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