More Regulatory & Compliance Articles

Finance

Reminder: Annual Update Of Form ADV And Annual Requirement To Confirm Status Of Investors Under The New Issue Rules

Annual Update Of Form ADV The Securities and Exchange Commission (the “SEC”) requires SEC registered investment advisers and Exempt Reporting Advisers [1] to annually update the information on their Form ADVs. Form ADV is filed electronically on the Investment Adviser...

Read More

Healthcare

Reimbursement, Compliance And Other Challenges For Providers In Healthcare

Editor: Please tell us about your practice areas. Bavolack: I function as Marcum’s National Healthcare Practice leader, and my background includes over 20 years of experience in healthcare finance, operations and reimbursement. Marcum’s clients represent a cross-section of the...

Read More

Biotechnology | Life Sciences

From Roche To Momenta: The Safe Harbor And The Current Landscape Of Biosimilars

Editor: Please tell us about your professional background. Weiswasser: My scientific training is in biochemistry and molecular biology, and I focus my patent litigation and counseling practice on the biotech and pharmaceutical industries. Over the years I have worked extensively with...

Read More