Securities & Exchange Commission (SEC)

Finance

Rita M. Molesworth, Deborah A. Tuchman | Willkie Farr & Gallagher LLP

CFTC Amends CPO And CTA Rules; NFA Adopts Test Waiver And Swap De​signation For Members The Commodity Futures Trading Commission (CFTC) recently broadened the scope of its rules governing the operations and activities of commodity pool operators and commodity trading advisors...

Banking | Finance

Systemic Risk Council

As a public service, the Editor presents the following statement dated June 18, 2012 of the Systemic Risk Council. The Systemic Risk Council (SRC or Council) is a private sector, non-partisan body of former government officials and financial and legal experts committed to addressing...

Finance

Neal R. Troum | Stradley Ronon Stevens & Young, LLP

Securities class actions provide an efficient remedy when individual investors’ losses are small. When the amounts at issue are not sizable, aggregation of investors’ claims through the vehicle of a class action can provide recovery for investors where it would not have been in any...