Regulatory & Compliance
More Regulatory & Compliance Articles
Regulatory & Compliance
Whistleblowing - A Better Way To Separate Credible Tips?
Editor: Please comment on how the new rules for whistleblowers differ from the SEC's current whistleblower program. Hsu: In July 2010, the Dodd-Frank Act added Section 21F to the Securities Exchange Act of 1934. This new section requires the SEC, pursuant to such rules as it adopts, to pay...
Read MoreRegulatory & Compliance
The SEC's New Whistleblower Rules: Changing The Landscape For Compliance And Enforcement
Editor: Please tell us about the new SEC whistleblower bounty program. Odoner: Regulation 21F, which will take effect August 12, implements the whistleblower bounty program and anti-retaliation provisions mandated by the Dodd-Frank Act. The most controversial aspect of the proposed regulation...
Read MoreTechnology
Your Portal to Hassle-Free ComplianceNew Kiersted Portal Improves Accountability, Reducing Corporate Risk
The Charges: Too Much Paperwork Ensuring compliance at a corporate level can leave you feeling more like a paper chaser than compliance professional. The burden of the law weighs heavily on corporate legal departments - especially with the passage of more and more policies that require strict...
Read More