Regulatory & Compliance
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Regulatory & Compliance
IRS Releases U.S. Form 8937 For Issuers Of Securities To Use For Reporting Corporate Actions Affecting Basis Under Section 6045B: Immediate Deadline
All corporate issuers of stock, other than regulated investment companies, that during 2011 underwent a corporate action, defined below, affecting the basis of their securities must file or post on their websites a completed U.S. Form 8937 (the “Form”)[1] by January 17, 2012. The Form...
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SEC Adopts Net Worth Standard For Accredited Investors Under Regulation D
Effective July 21, 2010, the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act modified the $1 million net worth test for qualifying as an “accredited investor” under Regulation D to exclude for the first time the value of a person’s primary residence.[1] The...
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Business Acumen And Regulatory Experience Enrich Healthcare Practice
Editor: You served as chief operating officer of multiple acute-care hospitals throughout the United States. What prompted you to make the change to work for a law firm? Grimm: Running hospitals is very challenging and rewarding work and requires balancing the needs and goals of multiple...
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